MD
Matthew J. Dicken
STRATEGIC WEALTH INVESTMENT GROUP
LOUISVILLE, KY
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CRD#: 2882253
MD
Professional summary
Matthew James Dicken is a registered financial advisor currently at STRATEGIC WEALTH INVESTMENT GROUP, LLC located in Louisville, Kentucky.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Matthew has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dicken Leasing - President, Leasing Equipment and Cars; Not Investment Related; Start Date: 08/2010; Location: 15701 Collins Avenue, Suite 4102, Sunny Isles Beach, FL 33160; Duties: Manage and operate business; 1 HR/MTH Dicken Performance - President, Race Team; Not Investment Related; Start Date: 10/2009; Location: 15701 Collins Avenue, Suite 4102, Sunny Isles Beach, FL 33160; Duties: Manage the team, 1HR/MTH M&C Ventures - President, Consulting Firm that provides marketing and consulting services; Not Investment Related; Start Date: 10/2009; Location: 15701 Collins Avenue, Suite 4102, Sunny Isles Beach, FL 33160; Duties: Manage and operate business; 1HR/MTH Retirement Planning University, Inc. - President; Retirement and Education Classes; Not Investment Related; Start Date: 12/2020; Location: 15701 Collins Avenue, Suite 4102, Sunny Isles Beach, FL 33160; Duties: Manage and operate business; 1HR/MTH during Trading Hours and 1HR/MTH outside of Trading Hours. Strategic Wealth Property & Casualty- President; Property & Casualty Insurance Agency; Not Investment Related; Start Date: 12/2020; Location: 500 Hurstbourne Pkwy, Suite 120, Louisville, KY 40222; Duties: Manage and operate business; 5HR/MTH during Trading Hours and 5HR/MTH outside of Trading Hours. Strategic Wealth Intellectual Property - President; Intellectual Property Holdings; Not Investment Related; Start Date: 12/2020; Location: 15701 Collins Avenue, Suite 4102, Sunny Isles Beach, FL 33160; Duties: Manage and operate business; 5HR/MTH during Trading Hours AND 5HR/MTH outside of Trading Hours. Total Return Capital Management - Founder & Chairman. Private Equity Fund; Investment related; Start date: 11/2021; Location: 15701 Collins Avenue, Suite 4102, Sunny Isles Beach, FL 33160 Strategic Wealth Designers - Founder & CEO, Insurance Agency, Investment Related; Start Date: 07/2002; Location: 500 N. Hurstbourne Pkwy., Suite 120, Louisville, KY 40222 DGR Holdings Limited - No title; Franchise and intellectual property company; Not Investment Related; Start Date: 02/2024 Pneuma IP - No title; Independent medical software company; Not Investment Related; Start Date: 10/2021 RJM Cuisine, LLC dba Peppi's Pizza -No title; Restaurant business; Not Investment Related; Start Date: 12/2024
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Dicken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2012 - Present
STRATEGIC WEALTH INVESTMENT GROUP, LLC
RIA
CRD#: 165474
LOUISVILLE, KY
Past
August 12, 2008 - January 2, 2013
ASPEN FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 116149
CHENEY, WA
Past
March 13, 2007 - August 15, 2008
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
LOUISVILLE, KY
Past
December 4, 2006 - March 19, 2007
MM ASCEND LIFE INVESTOR SERVICES, LLC
BD
CRD#: 36451
LOUISVILLE, KY
Past
November 21, 2005 - December 4, 2006
STUART SECURITIES CORP.
BD
CRD#: 47076
NORCROSS, GA
Past
July 18, 2002 - March 8, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
March 24, 2000 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
January 7, 1998 - July 17, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC
CRD#: 165474 / SEC#: 801-117642
RIA
Registered Investment Advisory firm - (11/14/2019 Approved)Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(12/19/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SW
STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC
CRD#: 165474 / SEC#: 801-117642
RIA
Registered Investment Advisory firm - (11/14/2019 Approved)Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Louisville, KY
Mailing Address
Phone number
(502) 412-3354
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,626 |
| AUM (Assets Under Management) | $ 1,110,956,980 |
Red Flags
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