Joseph J. Orlando

VCP FINANCIAL

Staten Island, NY 10314

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CRD#: 2882204

Professional summary

Joseph John Orlando JR, who also goes by Joseph John Orlando, is a registered financial advisor currently at VCP FINANCIAL LLC located in Staten Island, New York.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joseph has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph John Orlando

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Orlando JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2021 - Present

VCP FINANCIAL LLC

Office #1: 2535 Victory Boulevard, Staten Island, NY 10314

RIA

CRD#: 167901

Staten Island, NY

Past

March 23, 2016 - September 6, 2019

FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340

RED BANK, NJ

Past

January 2, 2008 - March 24, 2016

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

STATEN ISLAND, NY

Past

July 20, 2005 - January 11, 2008

GUNNALLEN FINANCIAL, INC

CRD#: 17609

STATEN ISLAND, NY

Past

January 25, 2001 - July 29, 2005

JOSEPH STEVENS & CO., INC.

CRD#: 35459

BROOKLYN, NY

Past

February 25, 2000 - August 16, 2000

VALLEY FORGE SECURITIES, INC .

CRD#: 20892

ROSEMONT, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VCP FINANCIAL LLC

LPS FINANCIAL LLC | VCP FINANCIAL LLC

CRD#: 167901 / SEC#: 801-112255

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/4/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (1/5/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

New York

Registered Investment Advisory firm - (1/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/27/2023)

IAR

Florida
(7/26/2023)

IAR

Illinois
(6/27/2023)

IAR

Louisiana
(7/16/2024)

IAR

Minnesota
(6/27/2023)

IAR

New Jersey
(6/27/2023)

IAR

New York
(8/30/2021)

IAR

Ohio
(6/27/2023)

IAR

Pennsylvania
(6/27/2023)

IAR

Texas
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/26/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/13/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/1998

General Securities Representative Examination

Current Firm

VCP FINANCIAL LLC

LPS FINANCIAL LLC | VCP FINANCIAL LLC

CRD#: 167901 / SEC#: 801-112255

RIA

Registered Investment Advisory firm - (1/5/2018 Approved)

California

Registered Investment Advisory firm - (2/4/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (1/5/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (8/23/2018 Terminated)

New York

Registered Investment Advisory firm - (1/5/2018 Terminated)

Texas

Registered Investment Advisory firm - (1/5/2018 Terminated)

PREMIUM

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Contact information

Main Address

2535 Victory Boulevard, Staten Island, NY 10314

Mailing Address

Phone number

(212) 328-7876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - DANIEL SPIEGEL (2/12/2026)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - TAMIR SHABAT (2/12/2026)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - JOSEPH ORLANDO (2/9/2026)

ADV PART 2A BROCHURE (2/9/2026)

VCP FINANCIAL - ADV FORM 2B BROCHURE SUPPLEMENT - GAURAV LALL (2/9/2026)

Regulatory assets under management

Total Number of Accounts	411
AUM (Assets Under Management)	$ 142,555,551

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Orlando

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph John Orlando JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

VCP FINANCIAL LLC

FIRST STANDARD FINANCIAL COMPANY LLC

NEWBRIDGE SECURITIES CORPORATION

GUNNALLEN FINANCIAL, INC

JOSEPH STEVENS & CO., INC.

VALLEY FORGE SECURITIES, INC .

Primary Firm SEC Registration

VCP FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/26/2023

Series 63

Date: 1/13/2010

SIE

Date: 10/1/2018

Series 7

Date: 1/30/1998

Current Firm

VCP FINANCIAL LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VCP FINANCIAL LLC

TRUST BUT VERIFY

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