Paulina H. Lee
Professional summary
Paulina Hyun-joo Lee, who also goes by Hyun Chu Rewooh, Paulina Hyun Joo Rewooh, Paulina Hyunjoo Rewooh, is a registered financial professional currently at NYLIFE SECURITIES LLC located in New York, New York.
Paulina is registered as a RR (Registered Representative) and started their career in finance in 1997. Paulina has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paulina Hyun-joo Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Avenue, New York, NY 10010November 21, 2011 - August 7, 2012
NYLIFE SECURITIES LLC
November 7, 2005 - April 14, 2022
NYLIFE DISTRIBUTORS LLC
November 3, 2003 - October 13, 2005
OSAIC WEALTH, INC.
April 15, 2002 - March 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 15, 2002 - March 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 17, 1999 - July 5, 2001
CHARLES SCHWAB & CO., INC.
January 5, 1999 - October 6, 1999
RIGGS SECURITIES INC.
September 3, 1997 - January 20, 1999
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
