Abdiel Santiago
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abdiel Santiago, who also goes by Abdiel A Santiago, Abdiel Acisclo Santiago, Adbiel Santiago, was a registered financial professional .
Abdiel is a previously registered financial professional and started their career in finance in 1997. Abdiel had worked at 3 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2013 - April 18, 2013
BRILL SECURITIES, INC.
June 15, 2005 - December 19, 2011
MORGAN STANLEY & CO. LLC
July 29, 1997 - October 22, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
