Jon P. Desmidt

GALLAGHER FIDUCIARY ADVISORS

Appleton, WI 54914

Some features on this profile are disabled

CRD#: 2881733

Professional summary

Jon Patrick Desmidt is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Appleton, Wisconsin and OSAIC WEALTH, INC. located in Richmond, Virginia.

Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jon has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)F3 Logic LLC;investment related;2104 West Laburnum Avenue,Suite 101,Richmond,VA 23227;llc;registered admin;7/23/2023;160 hrs/month;130 hrs during trading;dba entity being held out for advisory services 2)Gallagher Fiduciary Advisors,LLC;investment related;2104 West Laburnum Ave,Suite 101,Richmond,VA 23227;RIA,LLC;compliance officer;6/1/2023;200 hrs/month;130 hrs during trading;compliance officer

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Patrick Desmidt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2023 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 1125 W Lorain St., Appleton, WI 54914

RIA

CRD#: 146509

Appleton, WI

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2104 West Laburnum Ave Suite 101, Richmond, VA 23227

RIA

CRD#: 23131

Richmond, VA

Past

July 27, 2023 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Richmond, VA

Past

June 19, 2018 - May 19, 2023

F3 INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 294021

APPLETON, WI

Past

October 24, 2017 - July 14, 2023

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

APPLETON, WI

Past

September 8, 2005 - March 30, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

APPLETON, WI

Past

April 8, 2003 - March 30, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

September 12, 2002 - March 30, 2017

SII INVESTMENTS, INC.

RIA

CRD#: 2225

APPLETON, WI

Past

July 16, 2002 - March 30, 2017

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

April 13, 1999 - August 6, 2002

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

September 3, 1998 - March 19, 1999

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Past

September 18, 1997 - August 24, 1998

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Virginia
(8/23/2024)

IAR

Wisconsin
(7/11/2023)

Wisconsin
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/10/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/14/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/17/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 1/14/2004

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/18/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/22/1999

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2850 Golf Road, Rolling Meadows, IL 60008

Mailing Address

Phone number

(212) 330-1011

Established

Firm type

Fiscal year end

# of Employees

221

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (4/22/2025)

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (4/22/2025)

Regulatory assets under management

Total Number of Accounts	5,754
AUM (Assets Under Management)	$ 180,614,282,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Wilfred Brockman

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Estero, FL

Tricia Garner

STATE FARM VP MANAGEMENT CORP.

BLOOMINGTON, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jon P. Desmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Patrick Desmidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

F3 INVESTMENT MANAGEMENT, LLC

INDEPENDENT FINANCIAL GROUP, LLC

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

STRONG INVESTMENTS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

GALLAGHER FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/10/2003

Series 63

Date: 9/18/1997

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 12/14/2003

Series 7

Date: 9/11/2002

Series 6

Date: 9/17/1997

Series 53

Date: 1/14/2004

Series 24

Date: 10/18/2002

Series 26

Date: 7/22/1999

FINRA

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors