Jeffrey L. Komsa
Professional summary
Jeffrey Louis Komsa, who also goes by Jeffrey Komsa, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Louis Komsa's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2017 - Present
ALLIANCE-ONE INVESTMENTS, LLC
Office #1: 4000 N Mingo Rd, Tulsa, OK 74116March 17, 2014 - June 26, 2014
NEW ENGLAND SECURITIES
January 13, 2014 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
February 9, 2012 - November 25, 2013
WELLS FARGO CLEARING SERVICES, LLC
November 5, 2009 - September 14, 2010
PRUCO SECURITIES, LLC.
October 4, 2006 - January 3, 2007
TAYLOR EXECUTION SERVICE LLC
January 3, 2005 - October 12, 2006
M & J SECURITIES, INC.
September 26, 2003 - March 17, 2006
FM BROKERAGE, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025Tulsa, OK 74116TRUST BUT VERIFY
Monitor Jeffrey Komsa
Get automatic monthly alerts on:
