Derek Donegan
Professional summary
Derek Donegan, who also goes by Derek Christopher Donegan, Derek Donegan, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire and NATIONAL FINANCIAL SERVICES LLC located in Merrimack, New Hampshire.
Derek is registered as a RR (Registered Representative) and started their career in finance in 1997. Derek has worked at 8 firms and has passed the Series 63, Series 7TO, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Derek Donegan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 7, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Spartan Way, Merrimack, NH 03054February 10, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: One Spartan Way, Merrimack, NH 03054September 23, 2021 - April 1, 2022
QUASAR DISTRIBUTORS, LLC
September 23, 2021 - April 1, 2022
FORESIDE FINANCIAL SERVICES, LLC
September 23, 2021 - April 1, 2022
COMPASS DISTRIBUTORS, LLC
June 30, 2020 - April 1, 2022
FORESIDE FUND SERVICES, LLC
June 7, 2011 - October 30, 2012
FIDELITY BROKERAGE SERVICES LLC
October 29, 1999 - June 17, 2009
JONESTRADING
June 4, 1997 - October 14, 1999
AMUNDI DISTRIBUTOR US, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2023)
(10/3/2023)
Exams
Series 7TO
Date: 6/29/2020
General Securities Representative ExaminationSeries 55
Date: 6/5/2000
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Merrimack, NH 03054TRUST BUT VERIFY
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