Christopher M. Murtha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Murtha, who also goes by Christopher Murtha, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2011 - August 30, 2012
SUNSTREET SECURITIES, LLC
December 7, 2010 - December 15, 2011
AEGIS CAPITAL CORP.
February 6, 2009 - November 12, 2010
ALLSTATE FINANCIAL SERVICES, LLC
July 15, 2005 - January 23, 2009
GUNNALLEN FINANCIAL, INC
January 25, 2005 - August 2, 2005
NYLIFE SECURITIES LLC
October 30, 2003 - January 6, 2005
KIRLIN SECURITIES INC.
April 1, 2002 - October 8, 2002
METROPOLITAN LIFE INSURANCE COMPANY
April 1, 2002 - October 8, 2002
MSI FINANCIAL SERVICES, INC.
October 20, 2000 - March 19, 2002
AEGIS CAPITAL CORP.
October 17, 1997 - October 24, 2000
MURIEL SIEBERT & CO., LLC
April 30, 1997 - September 12, 1997
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/19/2000
Limited Representative-Equity Trader ExamCurrent Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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