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Christopher Michael Murtha

CRD# 2880315·Registered 1997 - 2012
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Michael Murtha, who also goes by Christopher Murtha, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1997 - 2012. Christopher had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Murtha

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

SUNSTREET SECURITIES, LLC·CRD# 143211
BD
Avondale, AZ
December 16, 2011 - August 30, 2012
AEGIS CAPITAL CORP.·CRD# 15007
BD
Melville, NY
December 7, 2010 - December 15, 2011
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Deer Park, NY
February 6, 2009 - November 12, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Plainview, NY
July 15, 2005 - January 23, 2009
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
January 25, 2005 - August 2, 2005
KIRLIN SECURITIES INC.·CRD# 21210
BD
Syosset, NY
October 30, 2003 - January 6, 2005
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
April 1, 2002 - October 8, 2002
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
April 1, 2002 - October 8, 2002
AEGIS CAPITAL CORP.·CRD# 15007
BD
New York, NY
October 20, 2000 - March 19, 2002
MURIEL SIEBERT & CO., LLC·CRD# 5376
BD
New York, NY
October 17, 1997 - October 24, 2000
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
April 30, 1997 - September 12, 1997

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Current Firm

SS
SUNSTREET SECURITIES, LLC

SUNSTREET SECURITIES, LLC

CRD#: 143211 / SEC#: 8-67541
Delaware
Registered Investment Advisory firm - SEC (12/31/2016 Terminated)
Nevada
Registered Investment Advisory firm - SEC (11/20/2007 Approved)
New Jersey
Registered Investment Advisory firm - SEC (8/23/2018 Terminated)
Texas
Registered Investment Advisory firm - SEC (6/4/2018 Conditional Restricted)
Washington
Registered Investment Advisory firm - SEC (12/31/2015 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392

Mailing Address

10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392

Phone Number

(800) 823-1822

Established

Arizona since 01/04/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

18

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HADDAD, MUNIB SAIDCEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER2610231

Regulatory Assets Under Management

Total Number of Accounts

50

AUM (Assets Under Management)

$6,500,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1997About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Apr 1997About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jul 2006About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed May 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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