Michael W. Wieck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Wieck was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - December 22, 2020
LION STREET FINANCIAL, LLC
November 3, 2016 - January 4, 2017
WOODBURY FINANCIAL SERVICES, INC.
August 3, 2007 - May 13, 2008
SECURITIES SERVICE NETWORK, LLC
February 16, 2006 - February 5, 2007
PRIVATE CONSULTING GROUP, INC.
March 9, 2002 - June 2, 2005
RBC CAPITAL MARKETS, LLC
July 21, 2000 - March 9, 2002
SUTRO & CO. INCORPORATED
September 8, 1998 - July 19, 2000
ROBERT W. BAIRD & CO. INCORPORATED
August 22, 1997 - April 28, 1998
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
