Michael Esposito

STRATEGIC ADVISERS LLC | Assistant Branch Leader

BELLINGHAM, MA

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CRD#: 2880013

Professional summary

Michael Esposito, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Bellingham, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Providence, Rhode Island.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 53, Series 24, Series 4, Series 10 and Series 9 exams.

Biography

As an Assistant Branch Leader, I strive to contribute to a high-performance work culture by empowering and encouraging our associates to maximize their talents and help our clients plan for long-term financial well-being.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Esposito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

University of Phoenix

Bachelor of Business Administration - Business Administration

2021

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 10 Memorial Boulevard, Providence, RI 02903

RIA

CRD#: 104555

BELLINGHAM, MA

Current

April 8, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 10 Memorial Boulevard, Providence, RI 02903

CRD#: 7784

Providence, RI

Past

April 16, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

PROVIDENCE, RI

Past

March 27, 2014 - April 1, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LINCOLN, RI

Past

March 27, 2014 - April 1, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LINCOLN, RI

Past

July 11, 2008 - February 18, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

NEW YORK, NY

Past

July 11, 2008 - February 18, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

NEW YORK, NY

Past

October 20, 2006 - February 18, 2014

TD AMERITRADE, INC.

CRD#: 7870

NEW YORK, NY

Past

October 25, 2005 - October 16, 2006

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

February 26, 2003 - February 9, 2004

R. J. THOMPSON SECURITIES, INC.

CRD#: 100001

JERSEY CITY, NJ

Past

March 27, 1998 - October 19, 2005

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

May 19, 1997 - December 18, 1997

LT LAWRENCE & CO., INC.

CRD#: 31956

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/8/2024)

California
(1/4/2025)

Colorado
(7/10/2025)

Connecticut
(9/6/2024)

Florida
(9/6/2024)

Georgia
(11/8/2024)

Illinois
(11/8/2024)

Maine
(10/25/2024)

Massachusetts
(4/8/2019)

IAR

Massachusetts
(3/31/2025)

New Hampshire
(9/6/2024)

North Carolina
(11/5/2024)

Rhode Island
(4/8/2019)

IAR

Rhode Island
(3/31/2025)

South Carolina
(10/25/2024)

Tennessee
(7/10/2025)

Texas
(4/8/2019)

IAR

Texas
(3/31/2025)

Utah
(11/12/2020)

Vermont
(10/23/2024)

Virginia
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/18/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/6/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/21/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/30/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 2/28/2001

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 12/8/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/8/1999

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Michael Esposito

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Esposito's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Phoenix

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

UBS FINANCIAL SERVICES INC.

R. J. THOMPSON SECURITIES, INC.

TD AMERITRADE, INC.

LT LAWRENCE & CO., INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2006

Series 63

Date: 5/15/1997

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 8/18/2006

Series 7

Date: 5/6/1997

Series 53

Date: 5/21/2008

Series 24

Date: 6/30/2005

Series 4

Date: 2/28/2001

Series 10

Date: 12/8/1999

Series 9

Date: 12/8/1999

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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