Patricia M. Mchugh

BARNSTONE ADVISORS LLC

Phoenixville, PA 19460

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CRD#: 2879543

Professional summary

Patricia Markell Mchugh, CFP®, who also goes by Patricia Anne Erickson, Trish Erickson, Patricia Anne Markell, Patricia Markell Mchugh, is a registered financial advisor currently at BARNSTONE ADVISORS LLC located in Phoenixville, Pennsylvania.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Patricia has worked at 5 firms and has passed the Series 65, Series 66, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia Anne Erickson | Trish Erickson | Patricia Anne Markell | Patricia Markell Mchugh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Markell Mchugh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 26, 2021 - Present

BARNSTONE ADVISORS LLC

Office #1: 388 W. Pothouse Road Suite A, Phoenixville, PA 19460

RIA

CRD#: 144511

Phoenixville, PA

Past

December 22, 2016 - March 19, 2021

HOTALING INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 164270

WAYNE, PA

Past

February 28, 2005 - February 6, 2012

SPARTAN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 130457

WEST CHESTER, PA

Past

October 17, 2001 - January 3, 2005

HAVERFORD TRUST SECURITIES, INC.

CRD#: 13214

RADNOR, PA

Past

June 20, 1997 - June 9, 1999

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARNSTONE ADVISORS LLC

CRD#: 144511 / SEC#: 801-112449

RIA

Registered Investment Advisory firm - (2/15/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/26/2021)

IAR

Texas
(4/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/9/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/16/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/19/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BARNSTONE ADVISORS LLC

CRD#: 144511 / SEC#: 801-112449

RIA

Registered Investment Advisory firm - (2/15/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/22/2018 Terminated)

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Contact information

Main Address

388 W. Pothouse Road Suite A, Phoenixville, PA 19460

Mailing Address

Phone number

(610) 917-2210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARNSTONE ADVISORS ADV BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	199
AUM (Assets Under Management)	$ 214,617,259

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patricia M. Mchugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Markell Mchugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOTALING INVESTMENT MANAGEMENT, LLC

SPARTAN CAPITAL MANAGEMENT, LLC

HAVERFORD TRUST SECURITIES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

Primary Firm SEC Registration

BARNSTONE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/2016

Series 66

Date: 7/9/2002

Series 7

Date: 10/16/2001

Series 6

Date: 6/19/1997

Current Firm

BARNSTONE ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARNSTONE ADVISORS LLC

TRUST BUT VERIFY

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