Zlatko Martinic

GAMMA INVESTING LLC

Oakland, CA

Some features on this profile are disabled

CRD#: 2879524

Professional summary

Zlatko Martinic is a registered financial advisor currently at GAMMA INVESTING LLC located in Oakland, California.

Zlatko is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Zlatko has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mack Logistics; Non investment related; Orinda, CA; Outsourced logistics company, sole purpose outsourced logistics services to Fedex Ground; Partner/Treasurer; November 2020; 10 hours per month; 0 hours during trading hours; Duties - monthly investor meetings during non business hours, for role as Treasurer accounting services are outsourced.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zlatko Martinic's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2021 - Present

GAMMA INVESTING LLC

RIA

CRD#: 312573

Oakland, CA

Past

January 19, 2018 - August 29, 2019

PENSERRA GLOBAL INVESTORS LLC

RIA

CRD#: 174309

ORINDA, CA

Past

January 5, 2018 - August 29, 2019

PENSERRA CAPITAL MANAGEMENT LLC

RIA

CRD#: 159042

ORINDA, CA

Past

November 3, 2016 - December 31, 2017

PENSERRA GLOBAL INVESTORS LLC

RIA

CRD#: 174309

ORINDA, CA

Past

November 3, 2016 - December 31, 2017

PENSERRA CAPITAL MANAGEMENT LLC

RIA

CRD#: 159042

ORINDA, CA

Past

October 31, 2016 - August 29, 2019

PENSERRA SECURITIES, LLC

CRD#: 145994

ORINDA, CA

Past

October 10, 2000 - April 18, 2016

BLACKROCK EXECUTION SERVICES

CRD#: 39438

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GAMMA INVESTING LLC

GAMMA | GAMMA INVESTING LLC

CRD#: 312573 / SEC#: 801-127959

RIA

Registered Investment Advisory firm - (5/11/2023 Approved)

California

Registered Investment Advisory firm - (6/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/7/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/9/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/6/2001

General Securities Principal Examination

Current Firm

GAMMA INVESTING LLC

GAMMA | GAMMA INVESTING LLC

CRD#: 312573 / SEC#: 801-127959

RIA

Registered Investment Advisory firm - (5/11/2023 Approved)

California

Registered Investment Advisory firm - (6/15/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Foster City, CA

Mailing Address

Phone number

(888) 585-1755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GAMMA INVESTING LLC ADV PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,375
AUM (Assets Under Management)	$ 1,416,839,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Zlatko Martinic

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zlatko Martinic's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENSERRA GLOBAL INVESTORS LLC

PENSERRA CAPITAL MANAGEMENT LLC

PENSERRA GLOBAL INVESTORS LLC

PENSERRA CAPITAL MANAGEMENT LLC

PENSERRA SECURITIES, LLC

BLACKROCK EXECUTION SERVICES

Primary Firm SEC Registration

GAMMA INVESTING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/2000

SIE

Date: 10/1/2018

Series 3

Date: 2/7/2001

Series 7

Date: 10/9/2000

Series 24

Date: 11/6/2001

Current Firm

GAMMA INVESTING LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GAMMA INVESTING LLC

TRUST BUT VERIFY

Similar Advisors