Jane M. Vega
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane Marie Vega, who also goes by Jane Marie Adney, Jane Marie Carson, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1997. Jane had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2009 - December 31, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 19, 2001 - December 31, 2009
SPECTRUM WEALTH ADVISORS, INC.
December 19, 2000 - December 31, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 28, 1999 - December 19, 2000
SII INVESTMENTS, INC.
April 30, 1997 - July 12, 1999
METROPOLITAN LIFE INSURANCE COMPANY
April 30, 1997 - July 12, 1999
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
