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Michael Robert Hochholzer

KELLOGG ASSET MANAGEMENT
Neenah, WI
·CRD# 2878493·29 years experience

Professional Summary

Michael Robert Hochholzer is a registered financial advisor currently at KELLOGG ASSET MANAGEMENT, LLC located in Neenah, Wisconsin. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

KELLOGG ASSET MANAGEMENT, LLC·CRD# 150031
RIA
100 W Wisconsin Ave, Neenah, WI 54956
November 3, 2017 - Present
KELLOGG ASSET MANAGEMENT, LLC·CRD# 150031
RIA
Green Bay, WI
January 28, 2010 - March 30, 2015
NORTH STAR ASSET MANAGEMENT INC·CRD# 106489
RIA
Menasha, WI
July 15, 2004 - May 18, 2006
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
June 9, 1997 - March 2, 2004

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Current Firm

KA
KELLOGG ASSET MANAGEMENT, LLC

KELLOGG ASSET MANAGEMENT, LLC

CRD#: 150031 / SEC#: 801-70113
RIA
Registered Investment Advisory firm - SEC (5/11/2009 Approved)

Contact Information

Main Address

200 North Adams Street, Green Bay, WI 54301

Phone Number

(800) 236-5215

# of Employees

9

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

KELLOGG ASSET MANAGEMENT FORMADV PART 2 - 03/26/2026 (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

104

AUM (Assets Under Management)

$2,858,584,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/15/2026Cover PageReport
08/15/2025Cover PageReport
09/26/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Effective April 23, 2026 - Mr. Hochholzer became a member of the ThedaCare Family of Foundations Investment Committee (the foundation) and the ThedaCare Foundation-Appleton Board of Directors. The foundation focuses on enhancing each community by investing directly in preventive care, advanced medical equipment and educational initiatives that empower everyone to live their best lives. ThedaCare Family of Foundations is located at 1818 N. Meade St Appleton, WI 54911 Mr. Hochholzer is a member of the investment committee and the Thedacare Foundation-Appleton Board of Directors. In his capacity he will participate in Committee meetings to support and advise ThedaCare Family of Foundations (TCFF) staff on matters related to the finance and investment functions of the organization. TCFF employs an outside, third-party investment provider for the ongoing investment function; Committee involvement is simply in an oversight and consulting capacity. Mr. Hochholzer will devote approximately 2 hours per month to the foundation and may devote up to 1 hour per month during trading hours Participation as a voting member of the Finance & Investment Committee of the ThedaCare Family of Foundations Board of Directors. Meetings are held quarterly. Effective September 1, 2019 - Mr. Hochholzer and his wife are responsible for all operations, filings, and activities of a newly formed LLC. Winchester Park Properties, LLC 129 Parkway Drive Combined Locks, WI 54113-1265 The LLC is investment related and was created for the sole purpose of acquiring and owning a duplex/condo at 1303 Cherry St, Kaukauna, WI and will be rented to Mr. Hochholzer in-laws. The real estate and a checking account (at ASB) are (and are anticipated to be) the only assets of the LLC. Mr. Hochholzer expects to devote approximately 2 hours per month to the LLC. He is the sole member of the LLC, his wife, is the 'Assistant Manager' of the LLC to allow her to conduct business on its behalf.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KELLOGG ASSET MANAGEMENT, LLC

KELLOGG ASSET MANAGEMENT, LLC

CRD#: 150031 / SEC#: 801-70113
RIA
Registered Investment Advisory firm - SEC (5/11/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Wisconsin
(11/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1997About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Hochholzer's CRS (Customer Relationship Summary).

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