CS
Charles R. Snook
CETERA INVESTMENT ADVISERS LLC
CEDAR RAPIDS, IA 52404
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CRD#: 2878437
CS
Professional summary
Charles Randall Snook, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cedar Rapids, Iowa and CETERA WEALTH SERVICES, LLC located in Cedar Rapids, Iowa.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Charles has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:BETH MOORES FINANCIAL, LLC; Yes; 3720 QUEEN CT SW STE 10; CEDAR RAPIDS; IA; 52404; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 10/1/2018; 160; 120; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY:LINN COUNTY PISTOL CLUB; No; 3593 TIMBERLINE DR NE; CEDAR RAPIDS; IA; 52402; BULLSEYE PISTOL MATCHES; TREASURER; 1/1/2014; 1; 0; MAINTAIN BOOKS AND RECORDS,DEPOSITS, PAY BILLS, PREPARE STATEMENTS.|NAME OF ENTITY:Snook Asset Management, Inc. DBA Absolute Alpha Advisors; Yes; 3720 Queen Ct. SW, Suite 10; Cedar Rapids; IA; 52404; DBA for Investment Advisory; Chief Investment Officer; 2/1/2019; 160; 120; Design and maintain client portfolios|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3720 QUEEN CT SW STE 10; CEDAR RAPIDS; IA; 52404; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 10/1/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|
CRS (Client Relationship Summary) - RIA
Click below to view Charles Randall Snook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3720 Queen Court Sw Ste 10, Cedar Rapids, IA 52404RIA
CRD#: 105644
CEDAR RAPIDS, IA
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 3720 Queen Court Sw Ste 10, Cedar Rapids, IA 52404BD
CRD#: 13572
CEDAR RAPIDS, IA
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
October 1, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CEDAR RAPIDS, IA
Past
October 1, 2018 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CEDAR RAPIDS, IA
Past
May 13, 2016 - October 8, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
CEDAR RAPIDS, IA
Past
May 13, 2016 - October 8, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
CEDAR RAPIDS, IA
Past
May 14, 2001 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
CEDAR RAPIDS, IA
Past
January 2, 1998 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
CEDAR RAPIDS, IA
Past
April 16, 1997 - January 2, 1998
AEGON USA SECURITIES INC.
BD
CRD#: 13302
CEDAR RAPIDS, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
Connecticut(6/5/2023)
RR
Florida(6/10/2021)
RR
Iowa(6/9/2021)
IAR
Iowa(6/29/2023)
RR
Mississippi(6/9/2021)
RR
Missouri(6/9/2021)
RR
New York(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Cedar Rapids, IA 52404TRUST BUT VERIFY
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Contact information
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