Kevin A. Platt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Anthony Platt was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1999. Kevin had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2016 - March 22, 2018
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
April 20, 2015 - June 30, 2016
CRT CAPITAL GROUP LLC
August 8, 2011 - April 20, 2015
STERNE, AGEE & LEACH, INC.
September 28, 2005 - August 4, 2011
PULSE TRADING, INC.
October 29, 2004 - August 25, 2005
UBS SECURITIES LLC
September 9, 2002 - November 1, 2004
UBS CAPITAL MARKETS L.P.
January 24, 2001 - August 19, 2002
KNIGHT CAPITAL AMERICAS, L.P.
July 13, 1999 - January 10, 2001
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 5/24/2001
Limited Representative-Equity Trader ExamCurrent Firm
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
CRD#: 13233 / SEC#: , 8-28508
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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