John H. Crawford

KROLL SECURITIES LLC

NEW YORK, NY 10007

Some features on this profile are disabled

CRD#: 2877855

Professional summary

John Hamilton Crawford, who also goes by J Hamilton Crawford III, John H. Crawford, John Hamilton Crawford III, is a registered financial professional currently at KROLL SECURITIES LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J Hamilton Crawford Iii | John H. Crawford | John Hamilton Crawford Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Hamilton Crawford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2017 - Present

KROLL SECURITIES LLC

Office #1: One World Trade 285 Fulton Street 31st Floor, New York, NY, 10007

CRD#: 36927

NEW YORK, NY

Past

July 31, 2013 - February 1, 2017

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

April 12, 2002 - July 26, 2013

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

NEW YORK, NY

Past

December 18, 2000 - October 24, 2001

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

March 22, 1999 - December 18, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

November 28, 1997 - March 10, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 11, 1997 - September 1, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(2/27/2017)

Ohio
(12/11/2018)

Tennessee
(12/5/2022)

Exams

State Security Law Exam

Series 63

Date: 8/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KROLL SECURITIES LLC

CRD#: 36927 / SEC#: , 8-47558

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 S. Wacker Drive Suite 700, Chicago, IL 60606

Mailing Address

1 S. Wacker Drive Suite 700, Chicago, IL 60606

Phone number

(312) 697-4600

Established

Delaware since 06/19/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
KROLL, LLC	OWNER
ATTANASIO, ELIZABETH MARIE	PRINCIPAL FINANCIAL OFFICER	5325007
ATTANASIO, ELIZABETH MARIE	FINOP	5325007
ATTANASIO, ELIZABETH MARIE	PRINCIPAL OPERATIONS OFFICER	5325007
BARTELL, ROBERT ANTHONY	VICE CHAIRMAN	4998599
BENN, JOSHUA KOGAN	MANAGING DIRECTOR	3166674
BLOWERS, DAVID CHARLES JR.	CEO	5960307
BURT, STEPHEN M	PRESIDENT	2679117
CAPITMAN, ANDREW WILLIAM	MANAGING DIRECTOR	2321386
JANCOVIC, GIZELLE MARIE	CHIEF COMPLIANCE OFFICER	5654006
LU, DAVID HAI GE	MANAGING DIRECTOR	3069820
MOON, STEVEN JAE-HO	MANAGING DIRECTOR	4860246

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John H. Crawford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Hamilton Crawford's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

HOULIHAN LOKEY CAPITAL, INC.

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/8/1997

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/9/1997

FINRA

Current Firm

KROLL SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KROLL SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors