Keith C. Collier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Corwin Collier, who also goes by Cory Collier, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1997. Keith had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2001 - July 31, 2001
ALLEN DOUGLAS SECURITIES, INC.
August 7, 2000 - October 17, 2000
GUNNALLEN FINANCIAL, INC
May 15, 2000 - October 30, 2000
STELLAR INVESTMENTS, INC.
November 18, 1998 - July 14, 1999
ELECTRONIC ACCESS DIRECT, INC.
June 20, 1997 - February 6, 1998
ELECTRONIC ACCESS DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEN DOUGLAS SECURITIES, INC.
CRD#: 42410 / SEC#: , 8-49831
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
