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Stephen Douglas Pizzuti

CRD# 1461660·Registered 1986 - 2017
Barred: Stephen Douglas Pizzuti was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Stephen Douglas Pizzuti, who also goes by Steve Pizzuti, was a registered financial advisor. Stephen was a previously registered financial advisor and started their career in finance 1986 - 2017. Stephen had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Pizzuti

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FREEDOM INVESTORS CORP.·CRD# 23714
BD
Altamonte Springs, FL
December 24, 2013 - March 31, 2017
EVALUVEST DIRECT INVESTMENTS, INC.·CRD# 6957
BD
Deerfield Beach, FL
May 28, 2008 - December 31, 2008
MERRIMAC CORPORATE SECURITIES, INC.·CRD# 35463
BD
Altamonte Springs, FL
January 15, 2003 - May 15, 2015
TEAM ADVISORY CORPORATE, INC.·CRD# 144298
RIA
Lake Mary, FL
January 5, 2000 - December 31, 2011
ALLEN DOUGLAS SECURITIES, INC.·CRD# 42410
BD
Winter Park, FL
May 23, 1997 - November 5, 2004
FAS WEALTH MANAGEMENT SERVICES, INC.·CRD# 10164
BD
Sarasota, FL
July 8, 1994 - November 3, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
January 2, 1992 - July 20, 1994
BILTMORE SECURITIES, INC.·CRD# 25023
BD
Ft. Lauderdale, FL
October 12, 1990 - January 2, 1992
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
April 23, 1986 - November 1, 1990

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Current Firm

FI
FREEDOM INVESTORS CORP.

FREEDOM INVESTORS CORP.

CRD#: 23714 / SEC#: 801-39223, 8-40671
BD
Terminated by SEC on 08/27/2017

Contact Information

Main Address

333 Bishops Way, Ste 154, Brookfield, WI 53005

Established

Wisconsin since 11/25/1988

Firm Type

Corporation

Fiscal Year End

June

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
FREEDOM SECURITIES INCSHAREHOLDER—
BLUMENSCHEIN, JOEL REIDPRESIDENT1372334
BLUMENSCHEIN, JOEL REIDCHIEF EXECUTIVE OFFICER1372334
RASTALL, LORI LEACHIEF COMPLIANCE OFFICER4023335

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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