John J. Sullivan

STRATEGIC ADVISERS LLC | VP Wealth Planner, Investor Center

NEWTOWN SQUARE, PA

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CRD#: 2877750

Professional summary

John James Sullivan, CFP®, ChFC®, CLU®, who also goes by John J Sullivan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Newtown Square, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Philadelphia, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. John has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

Over the last two plus decades, I have partnered with people in various stages of their life as their financial advocate.  As your Financial Consultant, I will seek to establish a trusting working relationship that supports your and your family's unique financial goals.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

John J Sullivan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John James Sullivan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Education

Drexel University

Bachelor of Business Administration - Accounting

1984

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1735 Market St Mellon Bank Center, Philadelphia, PA 19103-2998

RIA

CRD#: 104555

NEWTOWN SQUARE, PA

Current

January 14, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1735 Market Street Mellon Bank Center, Philadelphia, PA 19103

CRD#: 7784

Philadelphia, PA

Past

January 25, 2019 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

KING OF PRUSSIA, PA

Past

July 20, 2017 - January 7, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

PHILADELPHIA, PA

Past

July 20, 2017 - January 7, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Philadelphia, PA

Past

July 20, 2017 - January 7, 2019

TD AMERITRADE, INC.

CRD#: 7870

PHILADELPHIA, PA

Past

April 19, 2016 - June 28, 2016

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

RADNOR, PA

Past

July 26, 2007 - June 28, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

RADNOR, PA

Past

July 26, 2007 - June 28, 2016

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

RADNOR, PA

Past

October 30, 2002 - December 9, 2008

CAPITAL MANAGEMENT CONSULTANTS,INC.

RIA

CRD#: 122761

NEWTOWN SQUARE, PA

Past

September 8, 1999 - July 16, 2007

WHARTON EQUITY CORPORATION

CRD#: 10170

RADNOR, PA

Past

May 10, 1997 - September 15, 1999

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/25/2023)

Colorado
(11/1/2023)

Delaware
(1/17/2019)

District of Columbia
(3/12/2025)

Florida
(1/17/2019)

Georgia
(12/4/2020)

Illinois
(3/12/2025)

Maine
(7/18/2024)

Maryland
(3/12/2025)

Michigan
(1/16/2024)

New Hampshire
(6/27/2025)

New Jersey
(1/17/2019)

New York
(1/17/2019)

North Carolina
(3/1/2024)

Ohio
(3/28/2024)

Pennsylvania
(1/17/2019)

IAR

Pennsylvania
(3/31/2025)

Tennessee
(11/1/2023)

Texas
(10/9/2020)

IAR

Texas
(3/31/2025)

Virginia
(3/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/22/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/1997

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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John J. Sullivan

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John James Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Education

Drexel University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

CAPITAL MANAGEMENT CONSULTANTS,INC.

WHARTON EQUITY CORPORATION

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/22/1999

Series 63

Date: 4/26/1997

SIE

Date: 10/1/2018

Series 7

Date: 4/17/1997

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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