Jennifer L. Zabierek

SUGI CAPITAL MANAGEMENT

Philadelphia, PA 19118

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CRD#: 2877745

Professional summary

Jennifer Leigh Zabierek, who also goes by Jennifer Leigh Williams, Jennifer L Williams, is a registered financial advisor currently at SUGI CAPITAL MANAGEMENT, INC. located in Philadelphia, Pennsylvania.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jennifer has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Leigh Williams | Jennifer L Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jennifer Leigh Zabierek performs accounting services for Coventry Commercial Real Estate. Her responsibilities include accounting for real estate rental properties. No time is spent on this activity outside of trading hours. 5 hours per month are spent on this activity during trading hours. 1% of her yearly compensation is derived from this activity. Start date: 06/01/2019. Business location: 604-608 Germantown Pike, Lafayette Hill, PA 19444. Jennifer Leigh Zabierek is engaged with 151 Capital Management LLC to perform operations and compliance duties. 151 Capital Management LLC is an investment adviser specializing in alternative investments. 151 Capital Management currently manages assets in real estate securities and the life settlements sectors. Jennifer began working with 151 Capital Management LLC to share resources, expertise, and synergies. Start date: 07/01/2024. Business location: 1560 East Southlake Blvd, Suite 100 Southlake TX 76092. Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside of trading hours: 0; Percentage of total yearly compensation expected to be derived from this business: 15%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Leigh Zabierek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2019 - Present

SUGI CAPITAL MANAGEMENT, INC.

Office #1: 8310 Crittenden Street, Philadelphia, PA 19118

RIA

CRD#: 304368

Philadelphia, PA

Past

May 17, 1998 - March 16, 2005

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

CRD#: 13233

NEW YORK, NY

Past

May 9, 1997 - May 14, 1998

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/11/2021)

IAR

Pennsylvania
(9/27/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/30/1997

General Securities Representative Examination

Current Firm

SUGI CAPITAL MANAGEMENT, INC.

SUGI CAPITAL MANAGEMENT | SUGI CAPITAL MANAGEMENT, INC.

CRD#: 304368 / SEC#:

New York

Registered Investment Advisory firm - (5/10/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/30/2019 Approved)

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Contact information

Main Address

Philadelphia, PA

Mailing Address

Phone number

(917) 714-5223

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 21,021,603

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer L. Zabierek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Leigh Zabierek's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUGI CAPITAL MANAGEMENT, INC.

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

GLEACHER & COMPANY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2019

Series 63

Date: 5/21/1997

Series 7

Date: 4/30/1997

Current Firm

SUGI CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUGI CAPITAL MANAGEMENT, INC.

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