Bruce A. Brand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Altmayer Brand was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1973. Bruce had worked at 15 firms and has passed the Series 65, Series 63, Series 5, Series 1, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2000 - January 11, 2002
ESSEX NATIONAL SECURITIES, LLC
July 27, 1999 - March 7, 2000
BERKSHIRE SECURITIES, INC.
December 23, 1997 - June 24, 1999
J. P. GIBBONS & CO., INC.
January 1, 1996 - August 6, 1997
FIRST UNION BROKERAGE SERVICES, INC.
January 7, 1994 - January 1, 1996
MARKETING ONE SECURITIES, INC.
December 3, 1993 - January 4, 1994
TUCKER ANTHONY INCORPORATED
December 23, 1992 - May 19, 1993
MCLEOD & COMPANY, INC.
June 24, 1992 - August 4, 1992
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
August 7, 1989 - October 10, 1990
JW GENESIS CLEARING CORP.
March 30, 1989 - July 11, 1989
MORGAN STANLEY DW INC.
February 13, 1989 - March 18, 1989
VANSOUTH SECURITIES, INC.
June 14, 1985 - December 3, 1987
WACHOVIA SECURITIES, INC.
February 7, 1985 - May 20, 1985
KUHNS BROTHERS & LAIDLAW, INC.
February 24, 1978 - January 15, 1985
MORGAN STANLEY DW INC.
August 8, 1973 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
February 1, 1973 - September 30, 1973
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 1/29/1982
Interest Rate Options ExaminationSeries 1
Date: 1/25/1973
Registered Representative ExaminationCurrent Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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