Takeshi Koyama

ACF INVESTMENT RESEARCH

Lexington, MA

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CRD#: 2877662

Professional summary

Takeshi Koyama is a registered financial advisor currently at ACF INVESTMENT RESEARCH, INC. located in Lexington, Massachusetts.

Takeshi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Takeshi has worked at 2 firms and has passed the Series 65, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since February 2020, Mr. Koyama has been a Director of New Chapter Capital, Inc. (NCC), a company with offices at 1460 Broadway, New York, New York that provides funds to individuals involved in complex divorces to cover their legal fees. Mr. Koyama reviews the cases selected by NCC for funding and the amount of that funding, which information he uses to determine the suitability of each case for advancement of legal fees. Mr. Koyama devotes approximately one hour per week during trading hours to the business of NCC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Takeshi Koyama's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2017 - Present

ACF INVESTMENT RESEARCH, INC.

RIA

CRD#: 287565

Lexington, MA

Past

October 10, 1997 - January 6, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 2/20/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/20/1997

General Securities Representative Examination

Current Firm

ACF INVESTMENT RESEARCH, INC.

CRD#: 287565 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/28/2017 Approved)

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Contact information

Main Address

Lexington, MA

Mailing Address

Phone number

(781) 382-5147

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 69,830,019

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Takeshi Koyama

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Takeshi Koyama's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACF INVESTMENT RESEARCH, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2017

Series 3

Date: 2/20/1999

Series 7

Date: 9/20/1997

Current Firm

ACF INVESTMENT RESEARCH, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ACF INVESTMENT RESEARCH, INC.

TRUST BUT VERIFY

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