Kevin R. Tully

SALIENT CAPITAL L.P.

Dallas, TX 75201

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CRD#: 2877431

Professional summary

Kevin Robert Tully, who also goes by Kevin R Tully, is a registered financial professional currently at SALIENT CAPITAL L.P. located in Dallas, Texas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1998. Kevin has worked at 6 firms and has passed the Series 63, Series 6TO, SIE, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin R Tully

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Robert Tully's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2025 - Present

SALIENT CAPITAL L.P.

Office #1: 200 Crescent Court Suite 1200, Dallas, TX 75201

CRD#: 147912

Dallas, TX

Past

July 21, 2014 - December 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

September 2, 2009 - June 17, 2014

DCM BROKERS, LLC

CRD#: 144158

CHICAGO, IL

Past

April 15, 2003 - May 28, 2009

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

November 19, 2001 - March 7, 2002

STARFN

CRD#: 7192

CHICAGO, IL

Past

February 28, 2001 - September 7, 2001

BLUESUIT SECURITIES, INC.

CRD#: 104313

CHICAGO, IL

Past

March 2, 1998 - February 2, 2001

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/5/2025)

Indiana
(1/5/2025)

Iowa
(1/5/2025)

Michigan
(1/5/2025)

Minnesota
(1/5/2025)

Missouri
(1/5/2025)

Nebraska
(1/5/2025)

Ohio
(1/5/2025)

Texas
(1/5/2025)

Wisconsin
(1/5/2025)

Exams

State Security Law Exam

Series 63

Date: 10/22/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/5/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/2/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/16/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/26/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SALIENT CAPITAL L.P.

CRD#: 147912 / SEC#: , 8-67938

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Mailing Address

10000 Memorial Drive Suite 650, Houston, TX 77024

Phone number

(346) 348-0922

Established

Texas since 04/03/2002

Firm type

Other Types of Legal Formation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WESTWOOD HOLDINGS GROUP, INC.	LIMITED PARTNERS
LANG, LAURA	CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / FINOP	2249418
REID, GREGORY ALLEN	PRESIDENT	2176683
SCHLAG, JAMIE LEE	CHIEF COMPLIANCE OFFICER	6114352
WHG GP HOLDCO, LLC	GENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin R. Tully

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Robert Tully's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

DCM BROKERS, LLC

DWS DISTRIBUTORS, INC.

STARFN

BLUESUIT SECURITIES, INC.

DWS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/22/1997

Series 6TO

Date: 1/5/2025

SIE

Date: 10/1/2018

Series 3

Date: 9/2/2009

Series 7

Date: 7/16/1998

Series 6

Date: 9/26/1997

FINRA

Current Firm

SALIENT CAPITAL L.P.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SALIENT CAPITAL L.P.

TRUST BUT VERIFY

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