Marc A. Pentopoulos
Professional summary
Marc Andrew Pentopoulos is a registered financial professional currently at LONGSHIP ALTERNATIVE ASSET MANAGEMENT located in Locust Valley, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 2004. Marc has worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Andrew Pentopoulos's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2021 - Present
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
Office #1: 43 Oyster Bay Road, Locust Valley, NY 11560March 25, 2013 - December 10, 2019
AVALON SECURITIES, LTD.
April 4, 2008 - February 16, 2016
SYMMETRY CAPITAL MANAGEMENT LLC
October 19, 2007 - December 20, 2007
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
December 3, 2004 - April 26, 2005
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2021)
Exams
Series 55
Date: 12/3/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
CRD#: 126798 / SEC#: , 8-65914
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEARNS, ROBERT FREDERICK | PRINCIPAL & OWNER, CHIEF COMPLIANCE OFFICER | |
| BARIS, CONSTANTINE WILLIAM | CFO & FINANCIAL OPTIONS PRINCIPAL | 4533144 |
Red Flags
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