Terry G. Walk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Gail Walk, who also goes by Terry Gail Borek, Terry Walk, was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1997. Terry had worked at 3 firms and has passed the Series 63, Series 55, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2011 - December 31, 2013
MERRIMAC CORPORATE SECURITIES, INC.
January 22, 2001 - December 31, 2008
EVALUVEST DIRECT INVESTMENTS, INC.
January 14, 1999 - December 19, 2000
WALNUT STREET SECURITIES, INC.
May 22, 1997 - November 11, 1998
EVALUVEST DIRECT INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/3/2001
Limited Representative-Equity Trader ExamCurrent Firm
MERRIMAC CORPORATE SECURITIES, INC.
CRD#: 35463 / SEC#: , 8-46721
Contact information
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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