LB
Lawrence E. Borger
KESTRA ADVISORY SERVICES
Teaneck, NJ
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CRD#: 2876203
LB
Professional summary
Lawrence Elie Borger, who also goes by Elie Borger, Lawrence Stuart Borger, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Teaneck, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Teaneck, New Jersey.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Lawrence has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elie Borger | Lawrence Stuart Borger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2 Suite 400, Austin TX 78735 DESCRIPTION: IAR Name: ONEG SHEMESH LLC POSI: Owner NOB: Real Estate INV REL: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 9261 East Bay Harbor Drive, Unit #903, Bay Harbor Islands FL 33154 DESCRIPTION: Bill pay associated with apartment ownership. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BORGER FINANCIAL POSITION: RR, IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2016 ADDRESS: 387 Rutland Avenue, Teaneck NJ 07666, United States DESCRIPTION: RR, IAR
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Elie Borger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Teaneck, NJ
Current
October 31, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Teaneck, NJ
Past
October 25, 2011 - October 31, 2023
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
NEW YORK, NY
Past
May 21, 2010 - October 31, 2023
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
NEW YORK, NY
Past
June 23, 2003 - May 14, 2010
EQUITY SERVICES, INC.
BD
CRD#: 265
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/31/2023)
RR
California(10/31/2023)
RR
Colorado(10/31/2023)
RR
Connecticut(10/31/2023)
RR
Delaware(10/31/2023)
RR
District of Columbia(10/31/2023)
RR
Florida(10/31/2023)
RR
Illinois(10/31/2023)
RR
Maryland(10/31/2023)
RR
Massachusetts(10/31/2023)
RR
Michigan(10/31/2023)
RR
Nebraska(10/31/2023)
RR
New Jersey(10/31/2023)
IAR
New Jersey(10/31/2023)
RR
New York(10/31/2023)
RR
North Carolina(11/6/2023)
RR
Ohio(2/6/2024)
RR
Pennsylvania(10/31/2023)
RR
Tennessee(2/5/2025)
RR
Texas(10/31/2023)
IAR
Texas(10/31/2023)
RR
Vermont(10/31/2023)
RR
Virginia(10/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
