MM
Michael R. Moleski
KESTRA ADVISORY SERVICES
CLARKSTON, MI 48346
Some features on this profile are disabled
CRD#: 2876091
MM
Professional summary
Michael Ronald Moleski is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Clarkston, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Clarkston, Michigan.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Brass Ring Wealth Management Investment Related: Yes Address: 7026 W. Vienna Rd. Clio MI 48420 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Other,Agent Start Date: 6/1/2005 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advice Business Name: ELGA Investment & Insurance Services Investment Related: Yes Address: 7026 W. Vienna Rd. Clio MI 48420 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Partner Start Date: 6/1/2005 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment advice Business Name: ELGA Wealth Management Investment Related: Yes Address: 7026 W. Vienna Rd. Clio MI 48420 Nature of Business: Investment Advisory (RIA, IAR, Financial Planning, etc.) Position, Title or Relationship: Partner Start Date: 6/1/2005 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Providing Investment Advice to clients Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Ohlson Group Investment Related: No Address: 11611 N Meridian St Carmel IN 46032 Nature of Business: Insurance Position, Title or Relationship: Insurance Agent Start Date: 1/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Selling fixed insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ronald Moleski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7300 Dixie Hwy Suite 800, Clarkston, MI 48346RIA
CRD#: 283330
CLARKSTON, MI
Current
October 17, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7300 Dixie Hwy Suite 800, Clarkston, MI 48346Office #2: 7026 W Vienna Rd, Clio, MI 48420Office #3: 8415 Davison Rd, Davison, MI 48423Office #4: 6019 Grande Point Blvd, Grand Blanc, MI 48439BD
CRD#: 42046
Clarkston, MI
Past
October 20, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BURTON, MI
Past
August 11, 2010 - October 29, 2014
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
DAVISON, MI
Past
September 30, 2004 - October 29, 2014
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
DAVISON, MI
Past
June 19, 2003 - October 7, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
October 29, 2002 - June 5, 2003
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
ANN ARBOR, MI
Past
November 20, 2001 - June 5, 2003
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
May 29, 1997 - November 20, 2001
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/3/2014)
RR
Colorado(3/26/2021)
RR
Florida(10/17/2014)
RR
Indiana(11/24/2021)
RR
Michigan(10/17/2014)
IAR
Michigan(4/27/2016)
RR
Missouri(5/9/2024)
RR
North Carolina(1/16/2020)
RR
Oregon(12/24/2014)
RR
Tennessee(8/29/2018)
RR
Texas(11/18/2021)
RR
Virginia(1/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
