UH
Ursula D. Hand
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
ABITA SPRINGS, LA 70420
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CRD#: 2875852
UH
Professional summary
Ursula Dawn Hand, who also goes by Ursula Dawn Due, Ursula Due, Ursula Dawn Dunbar, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Abita Springs, Louisiana and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Abita Springs, Louisiana.
Ursula is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Ursula has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ursula Dawn Due | Ursula Due | Ursula Dawn Dunbar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2012 AS ADVISORY REP OF A RIA. INV REL - 160 HR/MO- 120/TRADING. 01/30/2012 2)AUTHENTIC INSURANCE LLC, 71128 HWY 59, STE 100, ABITA SPRINGS, LA, 1/2013 AS MANAGING MEMBER OF INSURANCE LLC SELLING LIFE, LTC, CANCER, ACCIDENT, DISABILITY, AND P&C PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. DEVOTES 15 HR/WK- 15 HR/TRADING. 3)AUTHENTIC FINANCIAL ADVISORS LLC, 71128 HWY 59, STE 100, ABITA SPRINGS, LA, 1/2012 AS MANAGING MEMBER OF LLC. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME - DEVOTES 20 HR/WK- 20 HR/TRADING. 4)URSULA D HAND LLC, 71128 HWY 59, STE 100, ABITA SPRINGS, LA, 10/2006 AS MANAGING MEMBER/LANDLORD OF RENTAL OFFICE SPACE. NIR - 1 HR/WK - 1/TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Ursula Dawn Hand's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 30, 2012 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 71128 Hwy 59 Ste 100, Abita Springs, LA 70420RIA
CRD#: 134139
ABITA SPRINGS, LA
Current
August 25, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 71128 Highway 59 Suite 100, Abita Springs, LA 70420BD
CRD#: 39543
Abita Springs, LA
Past
May 12, 2011 - September 2, 2011
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
ABITA SPRINGS, LA
Past
June 4, 2001 - February 1, 2011
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
ABITA SPRINGS, LA
Past
May 9, 1997 - April 12, 2001
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/28/2017)
RR
Florida(7/1/2019)
RR
Louisiana(8/25/2011)
IAR
Louisiana(1/30/2012)
RR
Mississippi(8/25/2011)
IAR
Mississippi(1/30/2012)
RR
Texas(8/14/2013)
IAR
Texas(1/5/2016)
RR
Virginia(7/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Abita Springs, LA 70420TRUST BUT VERIFY
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Contact information
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