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AM

Amit V. Mukadam

CVC FUNDING
NEW YORK, NY 10153
Some features on this profile are disabled
CRD#: 2875669
AM
Amit V. MukadamCVC FUNDING

Professional summary

Amit V. Mukadam, who also goes by Amit V Mukadam, Amit Vallabhdas Mukadam, Amit Mukadam, is a registered financial professional currently at CVC FUNDING, LLC located in New York, New York.

Amit is registered as a RR (Registered Representative) and started their career in finance in 1997. Amit has worked at 11 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.

Aliases

Amit V Mukadam | Amit Vallabhdas Mukadam | Amit Mukadam

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Amit V. Mukadam's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 6, 2026 - Present

CVC FUNDING, LLC

Office #1: 767 Fifth Avenue 14th Floor, New York, NY 10153
BD
CRD#: 277056
NEW YORK, NY
Past

July 16, 2015 - December 19, 2023

SMEAD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 173734
NEW YORK, NY
Past

June 3, 2010 - June 1, 2015

FIRST DOMINION CAPITAL CORP.

BD
CRD#: 16330
RICHMOND, VA
Past

October 9, 2009 - March 16, 2010

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
NEWARK, NJ
Past

June 30, 2006 - February 19, 2009

MORGAN STANLEY DISTRIBUTION, INC.

BD
CRD#: 30344
NEW YORK, NY
Past

March 8, 2005 - July 11, 2006

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

June 26, 2002 - October 27, 2003

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ
Past

May 31, 2000 - November 16, 2001

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

January 10, 1999 - May 31, 2000

NEUBERGER BERMAN MANAGEMENT LLC

BD
CRD#: 5493
NEW YORK, NY
Past

September 1, 1998 - December 30, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 19, 1997 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(7/7/2026)
RR
Connecticut
(7/7/2026)
RR
District of Columbia
(7/6/2026)
RR
Florida
(7/6/2026)
RR
Illinois
(7/6/2026)
RR
Kentucky
(7/6/2026)
RR
Louisiana
(7/14/2026)
RR
Maryland
(7/8/2026)
RR
Michigan
(7/6/2026)
RR
Minnesota
(7/6/2026)
RR
Mississippi
(7/6/2026)
RR
Montana
(7/6/2026)
RR
Nebraska
(7/6/2026)
RR
New Jersey
(7/6/2026)
RR
Oklahoma
(7/6/2026)
RR
South Carolina
(7/6/2026)
RR
South Dakota
(7/6/2026)
RR
Texas
(7/6/2026)
RR
Vermont
(7/6/2026)
RR
Washington
(7/6/2026)
RR
Wisconsin
(7/6/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/7/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 7/6/2026
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/1/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CVC FUNDING, LLC
CVC CAPITAL MARKETS | CVC FUNDING, LLC | CVC CREDIT PARTNERS 712, LLC

CRD#: 277056 / SEC#: , 8-69650

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Mailing Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Phone number
(212) 506-3858
Established
Delaware since 06/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CVC CREDIT PARTNERS, LLCMANAGING MEMBER138528
HASSAN, HUWAIDACHIEF COMPLIANCE OFFICER4991095
RUTITSKIY, DMITRIYFINOP6117665
SQUIRE, ROBERT JOHNCEO/ PRESIDENT6367973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CVC FUNDING, LLC

CRD#: 277056New York, NY 10153

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