Jeffrey J. Cave

EVENTIDE ASSET MANAGEMENT

Doylestown, PA

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CRD#: 2875494

Professional summary

Jeffrey John Cave, CIMA®, who also goes by Jeff Cave, is a registered financial advisor currently at EVENTIDE ASSET MANAGEMENT, LLC located in Doylestown, Pennsylvania and FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Cave

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Eventide Asset Management, LLC, Investment Related, Asset Management, Boston, MA, 12/2015, Director of Institutional Markets, Represent Eventide mutual funds, model delivery and other investment vehicles to financial advisors and institutions, 200 hrs/mo 2) The Inn at Fox Briar Farm, LLC, Non-Investment Related, Wedding Center/Bed & Breakfast, Doylestown, PA, 01/2021, owner, Part owner with my wife. Secretary duties. Minor maintenance, 15 hrs/mo. 3) Kingdom Advisors, Non-Investment Related, Financial professional association, Atlanta, GA, 2/2013, Board Member, Provide strategic direction to the organization and board oversite. This is a "trade" association and training organization. There will not be any investments to direct. No capital raises either, 5 hrs/mo. 4) Cairn University; Langhorne, PA; Non Investment Related; Strategic Direction; Board of Trustees; Start Date 10/2023; 2 hours per month; Oversight and strategic direction

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey John Cave's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

September 8, 2017 - Present

EVENTIDE ASSET MANAGEMENT, LLC

RIA

CRD#: 147110

Doylestown, PA

Current

November 1, 2021 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

April 5, 2016 - October 29, 2021

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

June 17, 2010 - November 19, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DOYLESTOWN, PA

Past

August 12, 1999 - November 19, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DOYLESTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVENTIDE ASSET MANAGEMENT, LLC

CRD#: 147110 / SEC#: 801-69154

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2025)

Connecticut
(1/2/2024)

Delaware
(11/3/2021)

District of Columbia
(1/12/2023)

Florida
(1/2/2025)

Georgia
(1/2/2025)

Maryland
(11/3/2021)

Massachusetts
(1/2/2025)

New Jersey
(11/3/2021)

New York
(11/3/2021)

Ohio
(1/2/2025)

IAR

Pennsylvania
(9/8/2017)

Pennsylvania
(11/1/2021)

West Virginia
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EVENTIDE ASSET MANAGEMENT, LLC

CRD#: 147110 / SEC#: 801-69154

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

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Contact information

Main Address

One International Place Suite 4210, Boston, MA 02110

Mailing Address

Phone number

(877) 771-3836

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVENTIDE BROCHURE - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 6,430,469,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey J. Cave

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey John Cave's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EVENTIDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/1999

Series 63

Date: 9/7/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/12/1999

FINRA

Current Firm

EVENTIDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVENTIDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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