Lindsay H. Sturmak

PERIGON WEALTH MANAGEMENT

Ridgewood, NJ 07450

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CRD#: 2875124

Professional summary

Lindsay Hambleton Sturmak, AIF®, CFP®, who also goes by Bud Sturmak, Lindsay H Sturmak, Bud H. Sturmak, Bud Hambleton Sturmak, Lindsay Hambleton Sturmak, Lindsay Sturmak, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Ridgewood, New Jersey.

Lindsay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Lindsay has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Independent insurance agent. non-investment related. 215 East Ridgewood Ave., Ste. 205, Ridgewood, NJ 07450. Insurance sales. 12/2020. Two hours per month. Zero hours per month during securities trading hours. Presenting and selling insurance products and solutions. 2.) ESG Forward. Investment related. 215 EAST RIDGEWOOD AVE. SUITE 205, RIDGEWOOD, NJ, 07450. Educational organization that raises awareness around environment, social and governance (ESG) and sustainable investing. 05/2020. Four hours per month. Zero hours per month during securities trading hours. Creates and procures educational content. No compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Hambleton Sturmak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

December 3, 2019 - Present

PERIGON WEALTH MANAGEMENT, LLC

Office #1: 215 East Ridgewood Ave. Suite 205, Ridgewood, NJ 07450

RIA

CRD#: 131037

Ridgewood, NJ

Past

January 31, 2019 - May 15, 2019

CRD#: 29604

RIDGEWOOD, NJ

Past

November 6, 2003 - November 30, 2005

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

NEW YORK, NY

Past

September 22, 2003 - November 30, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

August 13, 2001 - August 21, 2002

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SAN FRANCISCO, CA

Past

July 30, 2001 - August 21, 2002

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

February 1, 2000 - August 15, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

October 16, 1997 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/17/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/2/2012

General Securities Principal Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lindsay H. Sturmak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Hambleton Sturmak's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMST DISTRIBUTORS, LLC

RLP WEALTH ADVISORS, LLC

RLP WEALTH ADVISORS, LLC

BLUESKY INVESTMENT MANAGEMENT, LLC

BLUESKY INVESTMENT MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/17/2000

Series 63

Date: 1/23/1998

SIE

Date: 11/2/2017

Series 7

Date: 10/14/1997

Series 24

Date: 4/2/2012

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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