George H. Jaspert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Henry Jaspert, who also goes by George Henry Jaspert IV, George Henry Jaspert, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1997. George had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2022 - April 20, 2023
ALLSTATE FINANCIAL ADVISORS, LLC
November 16, 2022 - April 20, 2023
ALLSTATE FINANCIAL SERVICES, LLC
July 15, 2019 - January 24, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
July 15, 2019 - January 24, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 17, 2016 - July 27, 2017
COLORADO FINANCIAL SERVICE CORPORATION
October 28, 2011 - October 16, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
October 28, 2011 - October 16, 2015
J.P. TURNER & COMPANY, L.L.C.
May 6, 2011 - November 1, 2011
NATIONWIDE SECURITIES, LLC
March 9, 2011 - November 1, 2011
NATIONWIDE SECURITIES, LLC
March 4, 2009 - February 11, 2011
QA3 FINANCIAL LLC
March 4, 2009 - February 11, 2011
QA3 FINANCIAL CORP.
August 24, 2007 - February 25, 2009
CENTAURUS FINANCIAL, INC.
August 23, 2007 - February 25, 2009
CENTAURUS FINANCIAL, INC.
July 13, 2005 - August 23, 2007
WAVELAND CAPITAL PARTNERS LLC
September 5, 2003 - August 31, 2005
WAVELAND INVESTMENT ADVISORS, LLC
July 23, 2003 - August 23, 2007
WAVELAND CAPITAL PARTNERS LLC
March 27, 2003 - July 22, 2003
MULTIPLE FINANCIAL SERVICES, INC.
March 26, 2003 - July 22, 2003
MULTIPLE FINANCIAL SERVICES, INC.
June 29, 2000 - March 28, 2003
BRECEK & YOUNG ADVISORS, INC.
September 11, 1998 - March 28, 2003
BRECEK & YOUNG ADVISORS, INC.
June 25, 1997 - September 4, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
