John B. Araneo
Professional summary
John Battista Araneo, CIMA®, CPWA®, who also goes by John Araneo, is a registered financial advisor currently at SANCTUARY ADVISORS, LLC located in Jersey City, New Jersey and SANCTUARY SECURITIES, INC. located in Jersey City, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Battista Araneo's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016-07-13
Expire date: 2023-03-31
Experience
May 18, 2023 - Present
SANCTUARY ADVISORS, LLC
Office #1: 30 Montgomery Street Ste 970, Jersey City, NJ 07302May 18, 2023 - Present
SANCTUARY SECURITIES, INC.
Office #1: 30 Montgomery Street Ste 970, Jersey City, NJ 07302March 17, 2017 - May 19, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 2017 - May 19, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 2009 - March 20, 2017
MORGAN STANLEY
June 1, 2009 - March 20, 2017
MORGAN STANLEY
February 13, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
February 13, 2009 - June 1, 2009
MORGAN STANLEY & CO. LLC
June 3, 2002 - March 4, 2009
UBS FINANCIAL SERVICES INC.
December 15, 2000 - March 4, 2009
UBS FINANCIAL SERVICES INC.
September 9, 1998 - December 18, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/18/2023)
(1/7/2025)
(5/18/2023)
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(5/18/2023)
(5/18/2023)
(5/18/2023)
(5/19/2023)
(5/18/2023)
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(5/18/2023)
(5/18/2023)
Exams
FINRA
Current Firm
SANCTUARY ADVISORS, LLC
CRD#: 226606 / SEC#: 801-99364
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 55,540 |
| AUM (Assets Under Management) | $ 27,696,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
SANCTUARY ADVISORS, LLC
Wealth Management AdvisorCRD#: 226606Jersey City, NJ 07302TRUST BUT VERIFY
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