Javier O. Larrea
Professional summary
Javier Omar Larrea is a registered financial advisor currently at CARY STREET PARTNERS located in Austin, Texas and CARY STREET PARTNERS located in Austin, Texas.
Javier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Javier has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Javier Omar Larrea's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2013 - Present
CARY STREET PARTNERS
Office #1: 7801 Capital Of Texas Highway, Suite 310, Austin, TX 78731November 1, 2013 - Present
CARY STREET PARTNERS
Office #1: 7000 N. Mopac Expy Suite 150, Austin, TX 78731January 17, 2003 - December 9, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
November 13, 2002 - December 9, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
January 12, 2001 - November 20, 2002
PRUDENTIAL EQUITY GROUP, LLC
January 12, 2001 - November 20, 2002
PRUDENTIAL EQUITY GROUP, LLC
June 25, 1997 - January 26, 2001
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2020)
(11/4/2013)
(11/13/2013)
(3/15/2016)
(1/12/2024)
(1/26/2024)
(10/11/2022)
(12/6/2024)
(1/11/2022)
(6/2/2025)
(6/2/2025)
(3/6/2019)
(11/14/2013)
(2/12/2016)
(1/10/2019)
(12/6/2024)
(5/18/2020)
(8/25/2020)
(8/17/2022)
(11/13/2013)
(11/13/2013)
(12/6/2024)
(1/2/2014)
(1/8/2019)
(2/26/2019)
Exams
FINRA
Current Firm
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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