MS
Michael L. Seid
AXXCESS WEALTH MANAGEMENT
Carlsbad, CA 92011
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CRD#: 2872749
MS
Professional summary
Michael Loren Seid, who also goes by Michael L Seid, Mike Seid, is a registered financial advisor currently at AXXCESS WEALTH MANAGEMENT, LLC located in Carlsbad, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael L Seid | Mike Seid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] AURORA SPINE GROUP; NOT INVESTMENT-RELATED; 1930 PALOMAR POINT WAY, CARSBAD, CA 92008; AURORA IS A MEDICAL DEVICE MANUFACTURER; BOARD MEMBER; START DATE 08/2013; 10-15 HOURS PER YEAR DEVOTED TO THIS BUSINESS; NOT DURING SECURITIES TRADING HOURS; AS A BOARD MEMBER, MR. SEID PROVIDES STRATEGIC GUIDANCE AND ADVICE TO THE COMPANY. [2] RENTAL PROPERTIES; NOT INVESTMENT-RELATED; ARIZONA; REAL ESTATE; OWNER; ACQUIRED THE RENTAL PROPERTIES IN 2004, 2005, AND 2018; LESS THAN 5 HOURS PER YEAR, NOT DURING SECURITIES TRADING HOURS. [3] INSURANCE; NOT INVESTMENT-RELATED; 6005 HIDDEN VALLEY ROAD, SUITE 290, CARLSBAD, CA 92011; INSURANCE; AGENT; START 08/2013; SALES OF INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Loren Seid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2022 - Present
AXXCESS WEALTH MANAGEMENT, LLC
Office #1: 6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011RIA
CRD#: 164081
Carlsbad, CA
Past
August 20, 2021 - October 25, 2021
XTON FINANCIAL LLC
BD
CRD#: 132847
NEW YORK, NY
Past
February 11, 2015 - October 30, 2023
ARETE WEALTH ADVISORS, LLC
RIA
CRD#: 145488
CARLSBAD, CA
Past
October 9, 2013 - April 10, 2023
ARETE WEALTH MANAGEMENT, LLC
BD
CRD#: 44856
CARLSBAD, CA
Past
July 17, 2013 - October 16, 2013
CABIN SECURITIES, INC.
BD
CRD#: 137608
CARLSBAD, CA
Past
March 12, 2013 - December 31, 2021
AXXCESS WEALTH MANAGEMENT, LLC
RIA
CRD#: 164081
CARLSBAD, CA
Past
February 20, 2009 - December 12, 2011
C.K. COOPER & COMPANY, INC.
RIA
CRD#: 106578
IRVINE, CA
Past
February 20, 2009 - December 12, 2011
C.K. COOPER & COMPANY, INC.
BD
CRD#: 106578
IRVINE, CA
Past
September 3, 2007 - December 19, 2012
MARTIN KELLY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 140764
SAN DIEGO, CA
Past
August 13, 2007 - January 21, 2009
WESTMOORE SECURITIES, INC.
BD
CRD#: 44948
ANAHIEM, CA
Past
May 25, 2005 - August 14, 2007
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SAN DIEGO, CA
Past
April 23, 1999 - December 31, 2002
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SAN DIEGO, CA
Past
May 9, 1997 - August 14, 2007
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/4/2022)
IAR
Texas(1/4/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
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Contact information
Main Address
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 217-5347
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
