Colin W. Devine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Wayne Devine, CFP® was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1997. Colin had worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2016 - April 14, 2017
GRAIL SECURITIES, LLC
July 22, 2014 - November 12, 2015
JEFFERIES LLC
June 4, 2013 - July 31, 2014
GRAIL SECURITIES, LLC
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
May 30, 1997 - March 14, 2012
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GRAIL SECURITIES, LLC
CRD#: 136258 / SEC#: , 8-66994
Contact information
Documents
Red Flags
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