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AH

Albert Hanser

THE BENCHMARK COMPANY
New York, NY 10155
CRD#: 2871254
Some features on this profile are disabled
AH
Albert Hanser IIITHE BENCHMARK COMPANY

Professional summary

Albert Hanser III, who also goes by Albert Hanser, S Albert Hanser III, S Albert Hanser III, Salbert Hanser Iii, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.

Albert is registered as a RR (Registered Representative) and started their career in finance in 1998. Albert has worked at 6 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Albert Hanser | S Albert Hanser Iii | S Albert Hanser Iii | Salbert Hanser Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Albert Hanser III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2020 - Present

THE BENCHMARK COMPANY, LLC

Office #1: 150 E 58th Street 17th Floor, New York, NY 10155
BD
CRD#: 22982
New York, NY
Past

August 28, 2012 - March 4, 2019

CRAIG-HALLUM CAPITAL GROUP LLC

BD
CRD#: 121395
BOSTON, MA
Past

October 21, 2003 - August 15, 2012

THINKEQUITY LLC

BD
CRD#: 44274
BOSTON, MA
Past

June 14, 1999 - October 2, 2003

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

May 19, 1998 - June 14, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

January 15, 1998 - April 9, 1998

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/4/2022)
RR
Connecticut
(11/10/2021)
RR
Florida
(1/11/2021)
RR
Illinois
(11/10/2021)
RR
Indiana
(1/11/2021)
RR
Kansas
(9/25/2024)
RR
Kentucky
(1/11/2021)
RR
Maryland
(9/8/2025)
RR
Massachusetts
(3/16/2020)
RR
Michigan
(9/8/2025)
RR
Minnesota
(1/11/2021)
RR
Mississippi
(9/25/2024)
RR
Nevada
(11/10/2021)
RR
New Jersey
(8/4/2022)
RR
New York
(1/11/2021)
RR
North Carolina
(8/4/2022)
RR
Oklahoma
(1/11/2021)
RR
Pennsylvania
(1/11/2021)
RR
Puerto Rico
(1/11/2021)
RR
South Carolina
(1/11/2021)
RR
Texas
(1/11/2021)
RR
Utah
(1/11/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 3/4/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/26/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TB
THE BENCHMARK COMPANY, LLC
BENCHMARK-PELLINORE GROUP, INC. | THE BENCHMARK COMPANY, LLC | THE BENCHMARK COMPANY, INC. | PELLINORE SECURITIES CORP.

CRD#: 22982 / SEC#: , 8-40081

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
150 E 58th Street 17th Floor, New York, NY 10155
Mailing Address
150 E 58th Street 17th Floor, New York, NY 10155
Phone number
(212) 312-6700
Established
Delaware since 02/21/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STONEX GROUP INC.OWNER
DICIOLLO, ANTHONY JOSEPHDIRECTOR4976402
HASSON, KIM-MARIECCO/AML COMPLIANCE OFFICER4021977
MESSINA, RICHARDPRESIDENT1361661
RAPPAPORT, JACOBDIRECTOR4824681
SCHIRRIPA, THOMAS NTREASURER/FINOP2231180

Disclosures

Regulatory Event18
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE BENCHMARK COMPANY, LLC

CRD#: 22982New York, NY 10155

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