Philippe A. Rousseaux
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philippe Alain Rousseaux JR, who also goes by Philip A Rousseaux, Philip Alain Rousseaux, was a registered financial professional .
Philippe is a previously registered financial professional and started their career in finance in 1998. Philippe had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2011 - July 5, 2017
EVEREST INVESTMENT ADVISORS, INC.
March 20, 2006 - September 13, 2011
GROVE POINT INVESTMENTS, LLC
April 27, 2005 - September 13, 2011
GROVE POINT INVESTMENTS, LLC
November 1, 2004 - March 29, 2005
USALLIANZ SECURITIES, INC.
January 9, 2003 - November 5, 2004
METROPOLITAN LIFE INSURANCE COMPANY
January 9, 2003 - November 5, 2004
MSI FINANCIAL SERVICES, INC.
December 14, 2001 - November 5, 2002
STRATEGIC ADVISERS LLC
November 8, 2001 - October 31, 2002
FIDELITY BROKERAGE SERVICES LLC
August 28, 2001 - October 19, 2001
MORGAN STANLEY DW INC.
October 8, 1998 - March 7, 2000
CHARLES SCHWAB & CO., INC.
April 17, 1998 - October 8, 1998
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EVEREST INVESTMENT ADVISORS, INC.
CRD#: 158287 / SEC#:
Contact information
Red Flags
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