Michael P. Braccia

EAGLE STRATEGIES LLC

EDISON, NJ 08837

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CRD#: 2870936

Professional summary

Michael Paul Braccia, who also goes by Michael Paul Braccia, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Edison, New Jersey and NYLIFE SECURITIES LLC located in Edison, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Paul Braccia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Frank Ferrara Wood Finishing located at 112 Industrial Loop, Staten Island, NY. 10309. Position: Apprentice/Employee. Nature of Business: Manufactures and finishes architectural wood products. Not investment related. 25 hours a week spent during trading hours. Self Employed Insurance Agent - Insurance - 379 Thornall Street, NJ. Position: Agent. Not investment related. 2-4 hours per week spent during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Braccia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2023 - Present

EAGLE STRATEGIES LLC

Office #1: 379 Thornall Street 8th Floor, Edison, NJ 08837

RIA

CRD#: 110826

EDISON, NJ

Current

January 20, 2023 - Present

NYLIFE SECURITIES LLC

Office #1: 379 Thornall Street Fl 8, Edison, NJ 08837

CRD#: 5167

EDISON, NJ

Past

May 15, 2021 - December 16, 2022

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RIA

CRD#: 157714

NEW YORK, NY

Past

January 4, 2017 - December 16, 2022

ALEXANDER CAPITAL, L.P.

CRD#: 40077

STATEN ISLAND, NY

Past

March 11, 2008 - January 4, 2017

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

July 10, 2006 - March 14, 2008

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

STATEN ISLAND, NY

Past

June 9, 2004 - March 14, 2008

GUNNALLEN FINANCIAL, INC

CRD#: 17609

STATEN ISLAND, NY

Past

September 12, 2002 - June 14, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 11, 2000 - September 18, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 13, 1997 - October 9, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/3/2023)

New Jersey
(1/20/2023)

IAR

New Jersey
(6/13/2023)

New York
(2/1/2023)

Pennsylvania
(3/13/2024)

South Carolina
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/9/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/16/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/12/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael P. Braccia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Braccia's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

ALEXANDER CAPITAL, L.P.

LEGEND SECURITIES, INC.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/9/1997

Series 63

Date: 5/30/1997

SIE

Date: 10/1/2018

Series 31

Date: 6/16/1997

Series 7

Date: 5/12/1997

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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