DG
Donald G. Gervais
GERVAIS CAPITAL MANAGEMENT
WILSON, WY 83014
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CRD#: 2870806
DG
Professional summary
Donald George Gervais JR, who also goes by Don Gervais Jr, is a registered financial advisor currently at GERVAIS CAPITAL MANAGEMENT, LLC located in Wilson, Wyoming.
Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Donald has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Don Gervais Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Donald George Gervais Jr. is Board Member on the Friends of Pathways Board. Friends of Pathways is the community advocate for access to safe and sustainable transportation and healthy recreational options in Jackson hole.
Donald George Gervais Jr. is on a committee for a Development Committee for The Teton Science Schools, a local environmental education organization. This organization makes recommendations to a Board but does not have any decision making authority.
Donald Gervais; Board Member - Director; Teton Village Water & Sewer District; Investment related:No; Teton Village District Office Teton Village, WY 83025; The Teton Village Water and Sewer District provides water and sewer service and related infrastructure in Teton Village Wyoming.; Business Started: 2019-07-10; During trading hours: 2 hour; During outside trading hours: 3 hour; Website address for the organization: Tetonvillagewy.org;
CRS (Client Relationship Summary) - RIA
Click below to view Donald George Gervais JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 30, 2018 - Present
GERVAIS CAPITAL MANAGEMENT, LLC
Office #1: 3485 North Pines Way Suite 105, Wilson, WY 83014RIA
CRD#: 299347
WILSON, WY
Past
February 11, 2013 - August 14, 2018
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
Teton Village, WY
Past
April 21, 2003 - February 20, 2013
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
April 4, 2001 - April 4, 2003
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
NEW YORK, NY
Past
April 25, 1997 - December 15, 1997
GE INVESTMENT DISTRIBUTORS, INC
BD
CRD#: 32087
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GERVAIS CAPITAL MANAGEMENT, LLC
GERVAIS CAPITAL MANAGEMENT, LLC
CRD#: 299347 / SEC#: 801-130485
RIA
Registered Investment Advisory firm - (6/25/2024 Approved)Florida
Registered Investment Advisory firm - (8/20/2024 Terminated)Texas
Registered Investment Advisory firm - (8/20/2024 Terminated)Wyoming
Registered Investment Advisory firm - (8/20/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/27/2019)
IAR
Texas(5/11/2022)
IAR
Wyoming(11/30/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
GC
GERVAIS CAPITAL MANAGEMENT, LLC
GERVAIS CAPITAL MANAGEMENT, LLC
CRD#: 299347 / SEC#: 801-130485
RIA
Registered Investment Advisory firm - (6/25/2024 Approved)Florida
Registered Investment Advisory firm - (8/20/2024 Terminated)Texas
Registered Investment Advisory firm - (8/20/2024 Terminated)Wyoming
Registered Investment Advisory firm - (8/20/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3485 North Pines Way Suite 105, Wilson, WY 83014
Mailing Address
Po Box 465, Teton Village, WY 83025
Phone number
(914) 433-5223
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 134,351,818 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
