James C. Cherry
Professional summary
James Crowell Cherry, who also goes by James C II Cherry, James Crowell Cherry Ii, Jim Cherry Ii, Jim Cherry, is a registered financial professional currently at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. located in Memphis, Tennessee.
James is registered as a RR (Registered Representative) and started their career in finance in 1997. James has worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Crowell Cherry's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2013 - Present
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Office #1: 6750 Poplar Ave. Suite 300, Memphis, TN 38138Office #2: 6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424February 22, 2013 - October 21, 2015
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
February 13, 2013 - February 20, 2013
RAYMOND JAMES & ASSOCIATES, INC.
February 13, 2013 - February 20, 2013
RAYMOND JAMES & ASSOCIATES, INC.
October 22, 2012 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
October 19, 2012 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
May 7, 2010 - October 3, 2012
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
March 9, 2009 - October 3, 2012
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
January 12, 2009 - February 13, 2009
STRATEGIC ADVISERS LLC
April 11, 2006 - February 13, 2009
FIDELITY BROKERAGE SERVICES LLC
March 12, 2004 - March 9, 2006
FIRST HORIZON ADVISORS, INC.
April 27, 1999 - March 9, 2006
FIRST HORIZON ADVISORS, INC.
April 3, 1998 - April 28, 1999
PRUDENTIAL EQUITY GROUP, LLC
April 21, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 21, 1997 - February 5, 1998
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2013)
(9/26/2014)
(12/17/2013)
(2/21/2013)
(9/16/2013)
Exams
Series 52TO
Date: 9/23/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950 / SEC#: 801-68820, 8-18971
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
CRD#: 6950Memphis, TN 38138TRUST BUT VERIFY
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