Pamela S. Groom

BCI SECURITIES

Miami, FL 33131

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CRD#: 2870233

Professional summary

Pamela Snell Groom, who also goes by Pamela Snell, is a registered financial advisor currently at BCI SECURITIES, INC. located in Miami, Florida.

Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Pamela has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 14, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pamela Snell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Snell Groom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Pamela Snell Groom's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2025 - Present

BCI SECURITIES, INC.

Office #1: 1450 Brickell Avenue Suite 2850, Miami, FL 33131

RIA

CRD#: 168047

Miami, FL

Current

August 29, 2025 - Present

BCI SECURITIES, INC.

Office #1: 1450 Brickell Avenue Suite 2850, Miami, FL 33131

RIA

CRD#: 168047

Miami, FL

Past

July 16, 2019 - September 4, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

COCONUT GROVE, FL

Past

June 20, 2019 - September 4, 2025

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

June 13, 2018 - July 9, 2019

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

CRD#: 13042

HATO REY, PR

Past

January 12, 2016 - June 18, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

Coral Gables, FL

Past

October 23, 2015 - June 18, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 29, 2015 - October 8, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 1, 2010 - July 17, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MIAMI, FL

Past

January 1, 2010 - July 17, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MIAMI, FL

Past

April 3, 2007 - January 1, 2010

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

MIAMI, FL

Past

April 2, 2007 - January 1, 2010

UBS INTERNATIONAL INC.

CRD#: 107726

MIAMI, FL

Past

February 23, 2005 - April 5, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PORT RICHEY, FL

Past

February 10, 2005 - April 5, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PORT RICHEY, FL

Past

July 17, 1997 - November 29, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAFETY HARBOR, FL

Past

May 14, 1997 - November 29, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287

RIA

Registered Investment Advisory firm - SEC (10/1/2021 Approved)

Florida

Registered Investment Advisory firm - SEC (10/11/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/29/2025)

IAR

Florida
(9/2/2025)

New York
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 4/13/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 2/2/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/6/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287

RIA

Registered Investment Advisory firm - SEC (10/1/2021 Approved)

Florida

Registered Investment Advisory firm - SEC (10/11/2021 Terminated)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Mailing Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Phone number

(305) 929-5500

Established

Florida since 07/05/2011

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (1 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

BCI SECURITIES ADV - FORM ADV PART 2A 03-30-2025_FINAL (SEC) (3/30/2025)

BCI SECURITIES ADV - FORM ADV PART 2A 03-30-2025 WRAP (SEC)_FINAL (3/30/2025)

Direct owners and executive officers

Name	Position	CRD#
BANCO DE CREDITO E INVERSIONES, S.A.	SHAREHOLDER
FOXX, TERESA PENNET	DIRECTOR	2608603
GARCIA NIETO, FRANCISCO JAVIER	DIRECTOR OF SALES	6645468
GROOM, PAMELA SNELL	CCO	2870233
MARTIN-DONADIO, CARLOS	CEO/DIRECTOR	2550675
MARTINEZ-LEJARZA, JUAN CARLOS	DIRECTOR	6369051
NODAR, MARIA EUGENIA	FINOP/PFO	1660104
SEGUNDO, JUAN ALBERTO	DIRECTOR	6353039
VEGA, MARIA GRISEL	DIRECTOR	6235036

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 295,193,450

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Pamela S. Groom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Snell Groom's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Pamela Snell Groom's CRS (Customer Relationship Summary).

Certified licenses

Experience

BCI SECURITIES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

BCI SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/15/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/13/1997

Series 14

Date: 1/2/2023

Series 24

Date: 4/13/2018

Series 10

Date: 2/2/2001

Series 9

Date: 11/6/2000

FINRA

Current Firm

BCI SECURITIES, INC.

Contact information

SEC notice filing (1 States and Territories)

FINRA licenses (23 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BCI SECURITIES, INC.

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