James A. Morrow

LJI WEALTH MANAGEMENT

INDIANAPOLIS, IN 46220

Some features on this profile are disabled

CRD#: 2870182

Professional summary

James Aaron Morrow, who also goes by Aaron Aaron Morrow, J Aaron Morrow, James A Morrow, is a registered financial advisor currently at LJI WEALTH MANAGEMENT, LLC located in Indianapolis, Indiana.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Aaron Aaron Morrow | J Aaron Morrow | James A Morrow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)12/2007 FINRA (NASD) ARBITRATOR - 5 HRS PER MTH, 5 HRS PER MTH DURING BSNS HRS (2)01/2007 OWNER OF RENTAL PROPERTIES IN INDIANAPOLIS (2) INSURANCE LICENSED LIFE AND HEALTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Aaron Morrow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2010 - Present

LJI WEALTH MANAGEMENT, LLC

Office #1: 6569 Carrollton Avenue, Indianapolis, IN 46220

RIA

CRD#: 145399

INDIANAPOLIS, IN

Past

March 8, 2005 - October 12, 2009

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

FISHERS, IN

Past

August 31, 2004 - October 12, 2009

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

FISHERS, IN

Past

January 16, 2001 - August 16, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CARMEL (FISHERS), IN

Past

September 13, 2000 - August 16, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LJI WEALTH MANAGEMENT, LLC

CRD#: 145399 / SEC#: 801-77820

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

Florida

Registered Investment Advisory firm - (4/5/2013 Terminated)

Indiana

Registered Investment Advisory firm - (4/5/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/3/2010)

IAR

Texas
(12/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/12/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 6/19/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/12/2000

General Securities Representative Examination

Current Firm

LJI WEALTH MANAGEMENT, LLC

CRD#: 145399 / SEC#: 801-77820

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

Florida

Registered Investment Advisory firm - (4/5/2013 Terminated)

Indiana

Registered Investment Advisory firm - (4/5/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6569 Carrollton Avenue, Indianapolis, IN 46220

Mailing Address

Phone number

(317) 466-9702

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (4/4/2025)

Regulatory assets under management

Total Number of Accounts	1,613
AUM (Assets Under Management)	$ 1,071,025,683

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/19/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Brian Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James A. Morrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Aaron Morrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

LJI WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/12/2000

Series 31

Date: 6/19/2009

Series 7

Date: 9/12/2000

Current Firm

LJI WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LJI WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors