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AC

Anthony J. Calascione

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CRD#: 2869991
AC

Professional summary


Anthony Joseph Calascione was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Anthony is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Anthony had worked at 5 firms, which includes PETERSEN INVESTMENTS INC., J.P. TURNER & COMPANY L.L.C., VIEWTRADE SECURITIES INC., CONTINENTAL BROKER-DEALER CORP., ARGENT SECURITIES INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 29, 2003 - March 17, 2004

PETERSEN INVESTMENTS, INC.

BD
CRD#: 38537
LOCH ARBOUR, NJ
Past

May 13, 2003 - July 14, 2003

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

April 4, 2002 - May 15, 2003

VIEWTRADE SECURITIES, INC.

BD
CRD#: 46987
BOCA RATON, FL
Past

August 27, 1997 - April 29, 2002

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

August 19, 1997 - August 25, 1997

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

August 12, 1997 - August 18, 1997

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

April 7, 1997 - August 12, 1997

ARGENT SECURITIES, INC.

BD
CRD#: 15297
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/24/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/16/2013
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PI
PETERSEN INVESTMENTS, INC.
PETERSEN INVESTMENTS, INC. | PETERSEN SECURITIES, INC.

CRD#: 38537 / SEC#: , 8-48306

BD
Terminated by SEC on 08/13/2019
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Contact information


Main Address
Loch Arbour, NJ
Mailing Address
Phone number
Established
New Jersey since 01/01/1981
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
THE RILEY FAMILY TRUSTTRUST
CROWN STONE PARTNERS, INC.JAMES L. SHARMAT, 100% STOCKHOLDER
BENDER, STEVEN CHRISTOPHERCFO/FINOP2650187
DAY, EDWARD FTRUSTEE5617661
RILEY, BERTRAM JAMES SRCHAIRMAN, CEO1719713
VILLELLA, BARBARA DUNNEEXECUTIVE VICE PRESIDENT AND CCO1719722

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PETERSEN INVESTMENTS, INC.

CRD#: 38537

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