Peter Marshall Stephenson
Professional Summary
Peter Marshall Stephenson, who also goes by Peter Marshall Stephenson, Peter Stephenson, is a registered financial advisor currently at INVESTIFI SECURITIES LLC located in Lake St Louis, Missouri. Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 27, Series 24, Series 4, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter Marshall Stephenson, Peter Stephenson
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
CDS1 SECURITIES LLC | TOKEN FOUNDRY SECURITIES LLC | KOMODO SECURITIES LLC | INVESTIFI SECURITIES LLC | CONSENSYS DIGITAL SECURITIES LLC
Contact Information
Main Address
136 4th Street North Suite 201, St Petersburg, FL 33701Mailing Address
136 4th Street North Suite 201, St Petersburg, FL 33701Phone Number
(888) 255-2740Established
New York since 07/13/2017Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jun 2001About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2001About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Marshall Stephenson's CRS (Customer Relationship Summary).
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