Mark J. Bishop
Professional summary
Mark John Bishop, who also goes by Mark Bishop, is a registered financial professional currently at ALDWYCH SECURITIES LLC located in Stamford, Connecticut.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark John Bishop's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2015 - Present
ALDWYCH SECURITIES LLC
Office #1: 70 Seaview Avenue, Stamford, CT 06902Office #2: 208 Harbor Drive Suite 204, Stamford, CT 06902October 1, 2010 - February 10, 2015
STONEX FINANCIAL INC.
June 12, 2000 - October 4, 2010
PROVIDENT INTERNATIONAL SECURITIES, INC.
April 26, 2000 - October 9, 2000
CFC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ALDWYCH SECURITIES LLC
CRD#: 167980 / SEC#: , 8-69286
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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