Jaswinder K. Jandu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaswinder Kaur Jandu was a registered financial professional .
Jaswinder is a previously registered financial professional and started their career in finance in 1997. Jaswinder had worked at 2 firms and has passed the Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2000 - October 9, 2002
INTERLINK SECURITIES CORP.
June 25, 1997 - July 9, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERLINK SECURITIES CORP.
CRD#: 30505 / SEC#: , 8-44949
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARSH PRIVATE CLIENT LIFE INSURANCE SERVICES | 100% OWNER | |
| BLACKMORE, KIMBERLY LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 2219307 |
| BUCHANAN, KELLEY LYN | DIRECTOR | 5580999 |
| GIGLIOTTI, JOSEPH PETER | VICE PRESIDENT | 5594386 |
| HAPPE, MARK JONATHAN | CHIEF COMPLIANCE OFFICER | 2791955 |
| LEHAN, LAWRENCE | SECRETARY | |
| MCGINNIS, ROBERT LAWRENCE | DIRECTOR | 4650290 |
| ORDONEZ, LUIS GREGORY | PRESIDENT | 2965219 |
Red Flags
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