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JK

John Kaleolina Keller

AUGUSTAR DISTRIBUTORS
CINCINNATI, OH
·CRD# 2868010·28 years experience

Professional Summary

John Kaleolina Keller, who also goes by John Keller, is a registered financial advisor currently at AUGUSTAR DISTRIBUTORS, INC. located in Cincinnati, Ohio. John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 9 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Keller

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

AUGUSTAR DISTRIBUTORS, INC.·CRD# 41081
BD
One Financial Way, Cincinnati, OH 45242
April 4, 2026 - Present
ARES WEALTH MANAGEMENT SOLUTIONS, LLC·CRD# 119546
BD
Denver, CO
January 2, 2014 - January 21, 2015
VICTORY CAPITAL MANAGEMENT INC.·CRD# 106189
RIA
Centennial, CO
July 2, 2008 - November 4, 2013
VICTORY CAPITAL SERVICES, INC.·CRD# 37059
BD
Centennial, CO
March 12, 2008 - November 1, 2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
January 17, 2003 - April 3, 2006
CEDRUS·CRD# 111842
RIA
Golden, CO
September 25, 2002 - January 3, 2003
J. SCOTT SECURITIES CORP.·CRD# 47007
BD
Golden, CO
August 13, 2001 - November 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
April 8, 1999 - July 3, 2001
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
March 20, 1998 - January 7, 1999

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Current Firm

AD
AUGUSTAR DISTRIBUTORS, INC.

AUGUSTAR DISTRIBUTORS, INC. | OHIO NATIONAL EQUITIES, INC.

CRD#: 41081 / SEC#: 8-49296
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

One Financial Way, Cincinnati, OH 45242

Mailing Address

P.o. Box 237, Cincinnati, OH 45201-0371

Phone Number

(513) 797-3443

Established

Ohio since 01/17/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (42 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY—
COLLINS, MATTHEW JAMESCHIEF COMPLIANCE OFFICER5069278
JACK, CLIFFORD JAMESDIRECTOR1398005
SOCOL, MARC ALLANPRESIDENT & DIRECTOR2761094

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2026About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2000About the Series 65 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2026About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2026About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 1998About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Kaleolina Keller's CRS (Customer Relationship Summary).

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JK
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