John K. Keller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kaleolina Keller was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1998. John had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - January 21, 2015
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
July 2, 2008 - November 4, 2013
VICTORY CAPITAL MANAGEMENT INC.
March 12, 2008 - November 1, 2013
VICTORY CAPITAL SERVICES, INC.
January 17, 2003 - April 3, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
September 25, 2002 - January 3, 2003
CEDRUS
August 13, 2001 - November 12, 2002
J. SCOTT SECURITIES CORP.
April 8, 1999 - July 3, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 20, 1998 - January 7, 1999
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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